17 Jan
S.i. Systems
Toronto
Sr. Project Manager with Capital Markets LOB experience to support regulatory project for our banking client
Start Date : asap
Duration: 6 months to start with opportunity to extend up to 2 years
Location : Hybrid (DT) Toronto)
Must Haves:
- Extensive experience as a Senior Project Manager (10+ years of experience) in the Capital Markets domain.
- Strong understanding of US financial regulations and compliance requirements, particularly:
- SEC 10c-1a
- US LOPR, CAT/CAIS
- FED/FICC Reporting for FINRA
- Demonstrated ability to manage large, complex regulatory projects within financial institutions.
Key Responsibilities:
- Lead and manage the end-to-end delivery of regulatory compliance projects within the Capital Markets Line of Business (LOB).
- Collaborate with cross-functional teams, including Compliance, Risk, Technology, and Operations, to ensure alignment with project objectives and regulatory requirements.
- Develop and maintain detailed project plans, including timelines, budgets, and resource allocation.
- Ensure compliance with key regulatory requirements, such as SEC 10c-1a, US LOPR, CAT/CAIS, and FED/FICC Reporting for FINRA.
- Act as the primary point of contact for stakeholders, providing regular updates on project status, risks, and mitigation plans.
- Drive issue resolution, ensuring all deliverables meet regulatory deadlines and quality standards.
- Facilitate governance and reporting processes, including executive updates and risk reporting.
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